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Research / Armament and disarmament / Dual–use and arms trade control / Arms export controls

Related publications: Arms export controls

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Benincasa, E.: Cyber (Dis)armament in Practice: The EU’s Role in Governing Software Vulnerabilities in a Fragmented International Order (SIPRI: May 2026)

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Brockmann, K. : The Australia Group at 40: Making the AG Fit for an Era of Geopolitical Competition (SIPRI: June 2025)

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Brockmann, K., Héau, L. and Maletta, G.: Cloud Labs and Other New Actors in the Biotechnology Ecosystem: Export Control Challenges and Good Practices in Outreach (SIPRI: May 2025)

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Héau, L. : The EU Research Security Initiative: Implications for the Application of Export Controls in Academia and Research Institutes (SIPRI: March 2025)

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Sabatino, E.: Arms Supplies to Ukraine: Does the European Arms Export Control System Need Revision? (SIPRI: May 2024)

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Héau, L. and Brockmann, K.: Intangible Transfers of Technology and Software: Challenges for the Missile Technology Control Regime (SIPRI: April 2024)

Developing Good Practices in Export Control Outreach to the NewSpace Industry

Brockmann, K. and Héau, L.: Developing Good Practices in Export Control Outreach to the NewSpace Industry (SIPRI: March 2023)

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Brockmann, K., Bromley, M and Héau, L.: The Missile Technology Control Regime at a Crossroads: Adapting the Regime for Current and Future Challenges (SIPRI: December 2022)

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Brockmann, K., Bromley, M and Héau, L.: Adapting the Missile Technology Control Regime for Current and Future Challenges (SIPRI: December 2022)

NewSpace and the Commercialization of the Space Industry: Challenges for the Missile Technology Control Regime

Brockmann, K. and Raju, N.: NewSpace and the Commercialization of the Space Industry: Challenges for the Missile Technology Control Regime (SIPRI: October 2022)

Post-shipment On-site Inspections: Multilateral Steps for Debating and Enabling Their Adoption and Use

Bromley, M., Héau, L. and Maletta, G.: Post-shipment On-site Inspections: Multilateral Steps for Debating and Enabling Their Adoption and Use (SIPRI: October 2022)

Post-shipment On-site Inspections and Stockpile Management Assistance: Bridging Gaps

Maletta, G. and Lewis, M.: Post-shipment On-site Inspections and Stockpile Management Assistance: Bridging Gaps (SIPRI: August 2022)

Good Practice Guide on Post-Shipment On-site Inspections of Military Materiel

Varisco, A. E. and Bromley, M.: Good Practice Guide on Post-shipment On-site Inspections of Military Materiel (SIPRI: August 2022)

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Maletta, G. and Héau, L.: Funding Arms Transfers through the European Peace Facility: Preventing Risks of Diversion and Misuse (SIPRI: June 2022)

Cover Taking Stock of the Arms Trade Treaty: Achievements, Challenges and Ways Forward

Varisco, A. E., Maletta, G. and Robin, L.: Taking Stock of the Arms Trade Treaty: Achievements, Challenges and Ways Forward (SIPRI: December 2021)

Cover Taking Stock of the Arms Trade Treaty: A Summary of Policy Options

Varisco, A. E., Maletta, G. and Robin, L.: Taking Stock of the Arms Trade Treaty: A Summary of Policy Options (SIPRI: December 2021)

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Brockmann, K.: Additive Manufacturing for Missiles and Other Uncrewed Delivery Systems: Challenges for the Missile Technology Control Regime (SIPRI: October 2021)

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Holtom, P.: Taking Stock of the Arms Trade Treaty: Scope (SIPRI: August 2021)

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Beijer, P.: Taking Stock of the Arms Trade Treaty: Application of the Risk-assessment Criteria (SIPRI: August 2021)

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Dondisch, R.: Taking Stock of the Arms Trade Treaty: Processes and Forums (SIPRI: August 2021)

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Stohl, R.: Taking Stock of the Arms Trade Treaty: Universalization (SIPRI: August 2021)

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Maletta, G. and Bauer, S.: Taking Stock of the Arms Trade Treaty: International Assistance to Support Implementation August 2021)

Supporting Small Arms and Light Weapons Controls through Development Assistance: The Case of sub-Saharan Africa

Maletta, G., Robin, L.: Supporting Small Arms and Light Weapons Controls through Development Assistance: The Case of sub-Saharan Africa (SIPRI: February 2021)

Post-shipment Control Measures: European Approaches to On-site Inspections of Exported Military Materiel

Varisco, A. E., Brockmann, K. and Robin, L.: Post-shipment Control Measures: European Approaches to On-site Inspections of Exported Military Materiel (SIPRI: December 2020)

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, ., , .: Monitoring the Response to Converted Firearms in Europe (SIPRI: October 2020)

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Bromley, M., Alvarado, J., F.: Reporting on Conventional Arms Transfers and Transfer Controls: Improving Coordination and Increasing Engagement (SIPRI: August 2020)

Detecting, investigating and prosecuting export control violations: European perspectives on key challenges and good practices

Bauer, S. and Bromley, M.: Detecting, Investigating and Prosecuting Export Control Violations: European Perspectives on Key Challenges and Good Practices (SIPRI: December 2019)

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Wezeman, S., T.: Reporting to the United Nations Register of Conventional Arms for 2017 (SIPRI: June 2019)

Arms transfer and SALW controls in the Middle East and North Africa: Mapping capacity-building efforts

Bromley, M., Brockmann, K. and Maletta, G.: Arms Transfer and SALW Controls in the Middle East and North Africa: Mapping Capacity-building Efforts (SIPRI: November 2018)

Cover The challenge of emerging technologies to non-proliferation efforts: Controlling additive manufacturing and intangible transfers of technology

Brockmann, K. and Kelley, R. : The Challenge of Emerging Technologies to Non-proliferation Efforts: Controlling Additive Manufacturing and Intangible Transfers of Technology (SIPRI: April 2018)

Cover The challenge of software and technology transfers to non-proliferation efforts: Implementing and complying with export controls

Bromley, M. and Maletta, G.: The Challenge of Software and Technology Transfers to Non-proliferation Efforts: Implementing and Complying with Export Controls (SIPRI: April 2018)

SIPRI Good Practice Guide: Export Control ICP Guidance Material no. 1

Bauer, S., Brockmann, K., Bromley, M., Maletta, G.: Internal compliance and export control guidance documents for actors from academia and research (SIPRI: July 2017)

SIPRI Good Practice Guide: Export Control ICP Guidance Material no. 2

Bauer, S., Brockmann, K., Bromley, M., Maletta, G.: Internal compliance and export control guidance documents for the information and communications technology sector (SIPRI: July 2017)

SIPRI Good Practice Guide: Export Control ICP Guidance Material no. 3

Bauer, S., Brockmann, K., Bromley, M., Maletta, G.: Internal compliance and export control guidance documents for the nuclear sector (SIPRI: July 2017)

SIPRI Good Practice Guide: Export Control ICP Guidance Material no. 4

Bauer, S., Brockmann, K., Bromley, M., Maletta, G.: Internal compliance and export control guidance documents for transport or distribution service providers (SIPRI: July 2017)

SIPRI Good Practice Guide: Export Control ICP Guidance Material no. 5

Bauer, S., Brockmann, K., Bromley, M., Maletta, G.: Internal compliance and export control guidance documents for the defence and aerospace sector (SIPRI: July 2017)

Challenges and good practices in the implementation of the EU’s arms and dual-use export controls: A cross-sector analysis

Bauer, S., Brockmann, K., Bromley, M., Maletta, G.: Challenges and good practices in the implementation of the EU’s arms and dual-use export controls: A cross-sector analysis (SIPRI: July 2017)

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Bromley, M. and Malaret, A.: ATT-related Activities in Latin America and the Caribbean: Identifying Gaps and Improving Coordination (SIPRI: February 2017)

Bauer, S. and Bromley, M.: Implementing the Arms Trade Treaty: Building on Available Guidelines and Assistance Activities (SIPRI: May 2015)

Bräuner, O., Bromley, M. and Duchâtel, M.: Western Arms Exports to China (SIPRI: January 2015)

Paperback, 978-91-85114-87-0, 68, 4MBATAPRTAAYJ

Bromley, M., Beijer, P. and Bauer, S.: The Arms Trade Treaty: Challenges for the First Conference of States Parties (SIPRI: September 2014)

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Bromley, M. and Holtom, P.: Arms Trade Treaty Assistance: Identifying a Role for the European Union (SIPRI: February 2014)

PDF, 18pp.

Lee, J.: South Korea's Export Control System (SIPRI: November 2013)

Paperback

Bromley, M., Duchâtel, M. and Holtom, P.: China's Exports of Small Arms and Light Weapons (SIPRI: October 2013)

Paperback, 978-91-85114-80-1 ; 978-91-85114-83-2

Bauer, S.: Arms Trade Control Capacity Building: Lessons from Dual-use Trade Controls (SIPRI: March 2013)

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Bromley, M., Dermody, L., Griffiths, H. et al: Transfers of Small Arms and Light Weapons to Fragile States: Strengthening Oversight and Control (SIPRI: January 2013)

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Holtom, P. and Bromley, M.: Implementing an Arms Trade Treaty: Mapping Assistance to Strengthen Arms Transfer Controls (SIPRI: July 2012)

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Non-proliferation Paper No. 7

Bromley, M.: The Review of the EU Common Position on Arms Exports: Prospects for Strengthened Controls (SIPRI: January 2012)

PDF, 17pp.

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Bromley, M.: The EU common position on arms exports and national export control policies (Flemish Peace Institute: September 2011)

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Holtom, P. and Bromley, M.: Transit and Trans-shipment Controls in an Arms Trade Treaty (SIPRI: July 2011)

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Holtom, P. and Bromley, M.: Import Controls and an Arms Trade Treaty (SIPRI: July 2011)

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Holtom, P. and Bromley, M.: Implementing an Arms Trade Treaty: Lessons on Reporting and Monitoring from Existing Mechanisms (SIPRI: July 2011)

Paperback, 978-91-85114-65-8, 42, 7SM6KT35KMNA6

Jeuck, L.: Arms Transfers to Zimbabwe: Implications for an Arms Trade Treaty (SIPRI: March 2011)

Paperback

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Bromley, M. and Holtom, P.: Arms Transfers to the Democratic Republic of the Congo: Assessing the System of Arms Transfer Notifications, 2008–10 (SIPRI: October 2010)

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Wezeman, P., D.: Arms Flows and the Conflict in Somalia (SIPRI: October 2010)

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Holtom, P. and Bromley, M.: The Limitations of European Union Reports on Arms Exports: The Case of Central Asia (SIPRI: September 2010)

Bromley, M. and Griffiths, H.: End-user Certificates: Improving Standards to Prevent Diversion (SIPRI: March 2010)

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Holtom, P.: Arms Transfers to Europe and Central Asia (SIPRI: February 2010)

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Wezeman, P., D.: Arms Transfers to East and Southern Africa (SIPRI: December 2009)

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Wezeman, S., T.: Arms Transfers to Asia and Oceania (SIPRI: October 2009)

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Wezeman, P., D.: Arms Flows to the Conflict in Chad (SIPRI: August 2009)

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Perlo-Freeman, S.: Arms Transfers to the Middle East (SIPRI: July 2009)

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Bromley, M.: Arms Transfers to the Americas (SIPRI: June 2009)

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Wezeman, P., D.: Arms Transfers to Central, North and West Africa (SIPRI: April 2009)

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Holtom, P.: Ukrainian Exports of Small Arms and Light Weapons, 2004–2007 (SIPRI: October 2008)

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Bromley, M.: The Impact on Domestic Policy of the EU Code of Conduct on Arms Exports: The Czech Republic, the Netherlands and Spain (SIPRI: May 2008)

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Fruchart, D., Holtom, P., Wezeman, S., T., Strandow, D., Wallensteen, P.: United Nations Arms Embargoes: Their Impact on Arms Flows and Target Behaviour (SIPRI and Uppsala University: November 2007)

Paperback, 978-91-85114-56-6, 57, 8205951

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Holtom, P., Wezeman, S., T.: Appendix 10C. Towards an arms trade treaty? (: Oxford, 2007)

Paul Holtom and Siemon T. Wezeman

Bromley, M. and Bauer, S. : The European Union Code of Conduct on Arms Exports: Improving the Annual Report (SIPRI: 2004)

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Wezeman, S., T.: The Future of the United Nations Register of Conventional Arms (SIPRI: 2003)

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Davis, I.: The Regulation of Arms and Dual-use Exports: Germany, Sweden and the UK (Oxford University Press: 2002)

Hardback, 0-19-925219-X, pp. 344, ORDER NOW

Karp, A.: Ballistic Missile Proliferation: The Politics and Technics (Oxford University Press: 1996)

Hardback, 0-19-829173-6, 228 pp.

Wezeman, S., T., Wulf, H., Laurance, E., J.: Arms Watch: SIPRI Report on the First Year of the UN Register of Conventional Arms (Oxford University Press: 1993)

Hardback, 0-19-829179-5, 143 pp.

Paperback, 0-19-829177-9, 143 pp.

Anthony, I.: Arms Export Regulations (Oxford University Press: 1991)

Hardback, 0-19-829158-2, 267

Landgren, S.: Southern Africa: The Escalation of a Conflict (Almqvist & Wiksell: 1976)

Hardback, 91-2200051-8, 235 pp.

Blackaby, F., Grenbäck, E., Kaldor, M., Landgren, S., Daviníc, P.: The Arms Trade with the Third World (Almqvist & Wiksell: 1971)

Hardback, 391-00-197-3, 910 pp.

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