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Import Controls and an Arms Trade Treaty

Publisher: SIPRI
July, 2011

The drafting of an arms trade treaty (ATT) represents a unique opportunity to define common state responsibilities for exercising control over the different stages of the arms transfer process and, as a result, prevent illicit and destabilizing arms transfers. Import controls represent a vital tool for helping to prevent cases of illicit diversion. They can also enable importer countries to play their part in preventing arms from being used to fuel conflicts or facilitate human rights abuses.

This paper provides an overview of existing international and regional agreements and best practices for controls on arms imports. It discusses national implemen­tation and enforce­ment of import controls, paying particular attention to licensing procedures, customs controls and the production and issuing of end-user certificates and other similar documentation. Improved standards in all of these areas could play an important role in reducing illicit and destabilizing arms transfers. A case study of transfers of AK-47 rifles from Bosnia to the United Kingdom demonstrates how poor enforce­ment of import controls can facilitate the diversion of small arms and light weapons (SALW).


I. Introduction

II. International obligations and guidelines

III. National implementation

IV. Import controls in an ATT


Dr Mark Bromley is a Senior Researcher with the SIPRI Dual-Use and Arms Trade Control Programme.
Paul Holtom Paul Holtom is the Head of the Conventional Arms and Ammunition Programme at UNIDIR. He was previously the Director of the SIPRI Arms Transfers Programme.