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Research / Armament and disarmament / Dual–use and arms trade control / Dual-use export controls

Related publications: Dual-use export controls

GPG 2026 CCIC

Bromley, M. and Brockman, K.: Good Practice Guide on Applying Export Controls to Transfers of Commercial Cyber Intrusion Capabilities (SIPRI: March 2026)

RPP 2025 12 Use cases biological items

Brockmann, K. and Héau, L.: Use Cases for Emerging Technologies to Strengthen Export Controls on Biological Items (SIPRI: December 2025)

RPP 2025 11 MilTech_cover

Bromley, M. and Maletta, G.: The Militarization of Technology: Preventing Diversion and Misuse Through Export Controls (SIPRI: November 2025)

EUNPDC_99_cover

Brockmann, K. : The Australia Group at 40: Making the AG Fit for an Era of Geopolitical Competition (SIPRI: June 2025)

EUNPDC 98_cover

Brockmann, K., Héau, L. and Maletta, G.: Cloud Labs and Other New Actors in the Biotechnology Ecosystem: Export Control Challenges and Good Practices in Outreach (SIPRI: May 2025)

EUNPDC 95_cover

Maletta, G., Bromley, M. and Brockmann, K.: Non-proliferation, Nuclear Technology and Peaceful Uses: Examining the Role and Impact of Export Controls (SIPRI: April 2025)

EUNPDC 94 cover

Héau, L. : The EU Research Security Initiative: Implications for the Application of Export Controls in Academia and Research Institutes (SIPRI: March 2025)

Cover of the report Expansion of the NewSpace and missile tech risks

Brockmann, K. and Héau, L.: The Expansion of the NewSpace Industry and Missile Technology Proliferation Risks (SIPRI: October 2024)

Mapping NewSpace cover

Brockmann, K. and Héau, L.: Mapping the Spread of NewSpace Companies Developing, Testing, Producing or Marketing Missile-related Technology: A Pilot Study (SIPRI: October 2024)

EUNPDC_89_cover

Sabatino, E.: Arms Supplies to Ukraine: Does the European Arms Export Control System Need Revision? (SIPRI: May 2024)

Intangible MTCR_cover

Héau, L. and Brockmann, K.: Intangible Transfers of Technology and Software: Challenges for the Missile Technology Control Regime (SIPRI: April 2024)

MTCR final report_cover

Brockmann, K., Bromley, M and Héau, L.: The Missile Technology Control Regime at a Crossroads: Adapting the Regime for Current and Future Challenges (SIPRI: December 2022)

PB2212_MTCR_cover

Brockmann, K., Bromley, M and Héau, L.: Adapting the Missile Technology Control Regime for Current and Future Challenges (SIPRI: December 2022)

NewSpace and the Commercialization of the Space Industry: Challenges for the Missile Technology Control Regime

Brockmann, K. and Raju, N.: NewSpace and the Commercialization of the Space Industry: Challenges for the Missile Technology Control Regime (SIPRI: October 2022)

Post-shipment On-site Inspections: Multilateral Steps for Debating and Enabling Their Adoption and Use

Bromley, M., Héau, L. and Maletta, G.: Post-shipment On-site Inspections: Multilateral Steps for Debating and Enabling Their Adoption and Use (SIPRI: October 2022)

Post-shipment On-site Inspections and Stockpile Management Assistance: Bridging Gaps

Maletta, G. and Lewis, M.: Post-shipment On-site Inspections and Stockpile Management Assistance: Bridging Gaps (SIPRI: August 2022)

Good Practice Guide on Post-Shipment On-site Inspections of Military Materiel

Varisco, A. E. and Bromley, M.: Good Practice Guide on Post-shipment On-site Inspections of Military Materiel (SIPRI: August 2022)

Cover HGVs and HCM Challenges for the MTCR

Brockmann, K. and Stefanovich, D.: Hypersonic Boost-glide Systems and Hypersonic Cruise Missiles: Challenges for the Missile Technology Control Regime (SIPRI: April 2022)

pb_2112_on-site_inspections_cover

Bromley, M., Brockmann, K., Varisco , A., E.: Post-shipment On-site Inspections of Military Materiel: Challenges and Responses (SIPRI: December 2021)

eunpdc_no_77

Bromley, M., Brockmann, K.: Implementing the 2021 Recast of the EU Dual-use Regulation: Challenges and Opportunities (EUNPDC: September 2021)

2109_iran_sanctions_cover

Preble, K., A., Brockmann, K.: Mitigating Humanitarian Impact in a Complex Sanctions Environment: The European Union and the Sanctions Regimes against Iran (SIPRI: September 2021)

Post-shipment Control Measures: European Approaches to On-site Inspections of Exported Military Materiel

Varisco, A. E., Brockmann, K. and Robin, L.: Post-shipment Control Measures: European Approaches to On-site Inspections of Exported Military Materiel (SIPRI: December 2020)

1912_Regime Dialogue_Brockmann_Cover

Brockmann, K.: Challenges to Multilateral Export Controls: The Case for Inter-regime Dialogue and Coordination (SIPRI: December 2019)

Detecting, investigating and prosecuting export control violations: European perspectives on key challenges and good practices

Bauer, S. and Bromley, M.: Detecting, Investigating and Prosecuting Export Control Violations: European Perspectives on Key Challenges and Good Practices (SIPRI: December 2019)

Cover The challenge of emerging technologies to non-proliferation efforts: Controlling additive manufacturing and intangible transfers of technology

Brockmann, K. and Kelley, R. : The Challenge of Emerging Technologies to Non-proliferation Efforts: Controlling Additive Manufacturing and Intangible Transfers of Technology (SIPRI: April 2018)

Cover The challenge of software and technology transfers to non-proliferation efforts: Implementing and complying with export controls

Bromley, M. and Maletta, G.: The Challenge of Software and Technology Transfers to Non-proliferation Efforts: Implementing and Complying with Export Controls (SIPRI: April 2018)

Export controls, human security and cyber-surveillance technology: Examining the proposed changes to the EU Dual-use Regulation

Bromley, M.: Export Controls, Human Security and Cyber-surveillance Technology: Examining the Proposed Changes to the EU Dual-use Regulation (SIPRI: December 2017)

SIPRI Good Practice Guide: Export Control ICP Guidance Material no. 1

Bauer, S., Brockmann, K., Bromley, M., Maletta, G.: Internal compliance and export control guidance documents for actors from academia and research (SIPRI: July 2017)

SIPRI Good Practice Guide: Export Control ICP Guidance Material no. 2

Bauer, S., Brockmann, K., Bromley, M., Maletta, G.: Internal compliance and export control guidance documents for the information and communications technology sector (SIPRI: July 2017)

SIPRI Good Practice Guide: Export Control ICP Guidance Material no. 3

Bauer, S., Brockmann, K., Bromley, M., Maletta, G.: Internal compliance and export control guidance documents for the nuclear sector (SIPRI: July 2017)

SIPRI Good Practice Guide: Export Control ICP Guidance Material no. 4

Bauer, S., Brockmann, K., Bromley, M., Maletta, G.: Internal compliance and export control guidance documents for transport or distribution service providers (SIPRI: July 2017)

SIPRI Good Practice Guide: Export Control ICP Guidance Material no. 5

Bauer, S., Brockmann, K., Bromley, M., Maletta, G.: Internal compliance and export control guidance documents for the defence and aerospace sector (SIPRI: July 2017)

Challenges and good practices in the implementation of the EU’s arms and dual-use export controls: A cross-sector analysis

Bauer, S., Brockmann, K., Bromley, M., Maletta, G.: Challenges and good practices in the implementation of the EU’s arms and dual-use export controls: A cross-sector analysis (SIPRI: July 2017)

Cover image

Bauer, S. and Bromley, M.: The Dual-use Export Control Policy Review: Balancing Security, Trade and Academic Freedom in a Changing World (SIPRI: March 2016)

Final report cover

Data and Information Collection for EU Dual-use Export Control Policy Review (ECORYS and SIPRI: November 2015)

Lee, J.: South Korea's Export Control System (SIPRI: November 2013)

Paperback

Non-proliferation Paper No. 30

Bauer, S.: WMD-related Dual-use Trade Control Offences in the European Union: Penalties and Prosecutions (SIPRI: July 2013)

PDF, 16pp.

Dunne, A.: The Proliferation Security Initiative: Legal Considerations and Operational Realities (SIPRI: May 2013)

Paperback, 978-91-85114-75-7, 49, JV877Z73U8GHL

Bauer, S.: Arms Trade Control Capacity Building: Lessons from Dual-use Trade Controls (SIPRI: March 2013)

Paperback

Wetter, A.: Enforcing European Union Law on Exports of Dual-use Goods (Oxford University Press: April 2009)

Hardback, 978-0-19-954896-5

Anthony, I., Fedchenko, V., Ahlström, C.: Reforming Nuclear Export Controls: The Future of the Nuclear Suppliers Group (Oxford University Press: 2007)

Hardback, 978-0-19-929085-7

Paperback, 978-0-19-929086-4

SIPRI02DAVIS

Davis, I.: The Regulation of Arms and Dual-use Exports: Germany, Sweden and the UK (Oxford University Press: 2002)

Hardback, 0-19-925219-X, pp. 344, ORDER NOW

Kokoski, R.: Technology and the Proliferation of Nuclear Weapons (Oxford University Press: 1995)

Hardback, 0-19-829170-1, 351 pp.

Internationalization-to_prevent_the_spread_of_nucl

Goldblat, J., Jasani, B., Rotblat, J., Barnaby, F., Levinson, M.: Internationalization to Prevent the Spread of Nuclear Weapons (Taylor & Francis: 1980)

Paperback, 0-85066-200-1, 224 pp.

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